This position is responsible for conducting compliance monitoring and reporting processes for externally managed investments; creating periodic reports on the overall effectiveness of the compliance program, and presenting on reports; testing the internal risk surveillance systems and rules engine to manage internal personal trading, policy and/or procedure violations, an

Assess overall compliance with unclaimed property laws for businesses, non profits and government agencies. Determine audit strategy to increase compliance. Prepare and implement audit plans based on audit strategy and in accordance with auditing standards. Evaluate results and adjust as needed . Review, analyze, research, and evaluate holder records to determine complian

Seek to attract diverse, energetic, business-savvy, and public-mind new leaders